ASTRAZENECA PLC

CUSIP: 46353108 Class: Depository Receipt

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 6,000 Value ($000) $410 Avg Close — Range —
Q3 2014
Shares 7,892 Value ($000) $563 Avg Close — Range —
Q2 2014
Shares 3,766 Value ($000) $279,861 Avg Close — Range —